Submitter:

Name:Gannon (J.) Dick

Email:gannon_dick@yahoo.com

Organization:

Name:Securities and Exchange Commission Investor Advisory Committee

Acronym:SEC

Description:
[43017]: http://www.sec.gov/spotlight/investoradvisorycommittee.htm

Stakeholder(s):

• Securities and Exchange Commission: [64]: http://www.sec.gov
  • Sponsoring Agency (Beneficiary)


• Mark Anson: President & ED of Investment Services, Nuveen Investments
  • Committee Member (Performer): Representative


• Jeff Brown: Senior VP, Office of Legislative & Regulatory Affairs, The Charles Schwab Corporation
  • Committee Member (Performer): Representative


• Mercer Bullard: Founder of Fund Democracy and Associate Professor of Law, University of Mississippi Law School
  • Committee Member (Performer): Representative


• Hye-Won Choi: Senior VP & Head of Corp. Governance TIAA-CREF
  • Committee Member (Performer): Representative


• Stephen Davis: Senior Fellow & Project Director School for Yale University Management's Millstein Center for Corporate Governance, and nonexecutive chair of Hermes Equity Ownership Service
  • Committee Member (Performer): Representative


• Abe Friedman: Global Head of Corporate Governance and Proxy Voting and Managing Director, Barclays Global Investors
  • Committee Member (Performer): Representative


• Richard Hisey: President AARP Financial Inc.
  • Committee Member (Performer): Representative


• Mellody Hobson: President, Ariel Investments
  • Committee Member (Performer): Representative


• Dennis Johnson: Managing Director, Shamrock Capital Advisors
  • Committee Member (Performer): Representative


• Fred J. Joseph: President of the North American Securities Administrators Association and Securities Administrator for the State of Colorado
  • Committee Member (Performer): Ex Officio


• Adam Kanzer: Managing Director and General Counsel, Domini Social Investments LLC
  • Committee Member (Performer): Representative


• Mark Latham: Director, Votermedia.org
  • Committee Member (Performer): Representative


• Barbara Roper: Director of Investor Protection, Consumer Federation of America
  • Committee Member (Performer): Representative


• Dallas Salisbury: President and CEO, Employee Benefit Research Institute
  • Committee Member (Performer): Representative


• Kurt Schacht: Managing Director, CFA Institute
  • Committee Member (Performer): Representative


• Damon Silvers: Associate General Counsel, AFL-CIO
  • Committee Member (Performer): Representative


• Kurt Stocker: Chairman of the Individual Investors Advisory Board of the NYSE
  • Committee Member (Performer): Representative


• Ann Yerger: Executive Director, Council of Institutional Investors
  • Committee Member (Performer): Representative