Documents/SECFACA43017

FACA Committee Purpose & Justification

Strategic_Plan

Start: 2010-10-01, End: 2011-09-30, Publication: 2013-07-09

Source: http://explore.data.gov/resource/datasets/c5i3-bb9j

The information in this plan was imported from the Federal Advisory Committee Act (FACA) database and transformed into StratML Part 1, Strategic Plan, format.

Fiscal Year:2011 Committee Type: Other

Submitter:

Name:Gannon (J.) Dick

Email:gannon_dick@yahoo.com

Organization:

Name:Securities and Exchange Commission Investor Advisory Committee

Acronym:SEC

Description:
[43017]: http://www.sec.gov/spotlight/investoradvisorycommittee.htm

Stakeholder(s):

  • Securities and Exchange Commission[64]: http://www.sec.gov
    • Sponsoring Agency (Beneficiary)

  • Mark AnsonPresident & ED of Investment Services, Nuveen Investments
    • Committee Member (Performer)Representative

  • Jeff BrownSenior VP, Office of Legislative & Regulatory Affairs, The Charles Schwab Corporation
    • Committee Member (Performer)Representative

  • Mercer BullardFounder of Fund Democracy and Associate Professor of Law, University of Mississippi Law School
    • Committee Member (Performer)Representative

  • Hye-Won ChoiSenior VP & Head of Corp. Governance TIAA-CREF
    • Committee Member (Performer)Representative

  • Stephen DavisSenior Fellow & Project Director School for Yale University Management's Millstein Center for Corporate Governance, and nonexecutive chair of Hermes Equity Ownership Service
    • Committee Member (Performer)Representative

  • Abe FriedmanGlobal Head of Corporate Governance and Proxy Voting and Managing Director, Barclays Global Investors
    • Committee Member (Performer)Representative

  • Richard HiseyPresident AARP Financial Inc.
    • Committee Member (Performer)Representative

  • Mellody HobsonPresident, Ariel Investments
    • Committee Member (Performer)Representative

  • Dennis JohnsonManaging Director, Shamrock Capital Advisors
    • Committee Member (Performer)Representative

  • Fred J. JosephPresident of the North American Securities Administrators Association and Securities Administrator for the State of Colorado
    • Committee Member (Performer)Ex Officio

  • Adam KanzerManaging Director and General Counsel, Domini Social Investments LLC
    • Committee Member (Performer)Representative

  • Mark LathamDirector, Votermedia.org
    • Committee Member (Performer)Representative

  • Barbara RoperDirector of Investor Protection, Consumer Federation of America
    • Committee Member (Performer)Representative

  • Dallas SalisburyPresident and CEO, Employee Benefit Research Institute
    • Committee Member (Performer)Representative

  • Kurt SchachtManaging Director, CFA Institute
    • Committee Member (Performer)Representative

  • Damon SilversAssociate General Counsel, AFL-CIO
    • Committee Member (Performer)Representative

  • Kurt StockerChairman of the Individual Investors Advisory Board of the NYSE
    • Committee Member (Performer)Representative

  • Ann YergerExecutive Director, Council of Institutional Investors
    • Committee Member (Performer)Representative