3: Truth and Fair Representation

Promote truth in advertising and fair representation of investment research to investors

Other Information:

Disclosure of research conflicts alone is insufficient; what's most important is that research should not be represented or marketed as objective or independent, if it is not. If "research" is oriented toward enhancing investment banking or promoting trading advantages, it should be so labeled prominently, like printed advertisements are in the news media to ensure no confusion.

Objective(s):

1

Content